MiCA Europe | CAML NEW

MiCA · POST-AUTHORIZATION COMPLIANCE

MiCA-Registered CASPs —
Ongoing Compliance & Supervision

Authorization is only the start. Once your CASP licence is granted, MiCA requires continuous supervision: governance, custody, market abuse, third-country transactions, and quarterly reporting. CAML runs it all — as outsourced Compliance Officer or MLRO for authorized European CASPs.

17

MiCA CASPs processed to date

Multiple

Active files in-flight now

~185

Median days to authorization

CALENDAR

MiCA Reporting Calendar — What's Due When

The rhythm of a MiCA-authorized CASP. CAML files ahead of every deadline. Nothing waits until the last week.

Monthly

Transaction monitoring review + alert closure + escalations to MLRO. Board risk dashboard delivered by day 5 of next month.

Quarterly

MiCA Annex Q report + custody attestation + significant-events register + capital adequacy re-check + complaints roll-up.

Semi-Annual

Sanctions screening system re-tuning + PEP list refresh + third-country customer re-screening + AML training refresher.

Annual

AML effectiveness testing, EWRA refresh, White Paper review, DORA operational-resilience test, board-approved compliance plan.

Ad-hoc

STOR filings within 24 hours of detection. Incident notifications to BoL. Significant events notifications under Article 82.

SCOPE OF WORK

The Full Post-Authorization Playbook

Every MiCA obligation covered by CAML under a single monthly retainer. Fixed staff assignment, weekly board update, quarterly regulatory dossier.

Article 68 Governance

Fit-and-proper of the board, conflicts register, independent oversight committee, minutes and resolutions in the format BoL expects.

Custody & Safekeeping

Segregation controls, private-key management policy, insurance evidence, third-party custodian due diligence.

Market Abuse (Art. 92–100)

Insider register, trade-surveillance rules, STOR filing to competent authority, cross-market monitoring for wash-trading.

Third-Country Transactions

Screening of clients from restricted jurisdictions, source-of-funds thresholds, reverse-solicitation defence documentation.

Complaints Handling (Art. 71)

Regulated complaints procedure, response deadlines, escalation matrix, annual complaints report to BoL.

White Paper Updates

Change-of-circumstances notifications, republication triggers, marketing communications alignment across all EU languages.

EU Passporting Notifications

Article 65 host-state notifications, translation of local disclosures, notification triggers on scope changes.

Quarterly & Annual Reporting

MiCA Annex reports, transaction data, AML effectiveness testing, custody attestations — filed on the day they are due.

IT Security & Resilience (DORA)

DORA-aligned ICT risk framework, incident classification, TLPT readiness, and third-party ICT register.

TRACK RECORD · WHY CAML

17 CASPs Processed. Multiple Live. Beyond Law-Firm Scope.

CAML's role extends far beyond a law-firm scope — into business planning, project management, critical business decisions, and hiring and outsourcing governance roles under ESMA & EBA guided practices.

ESMA & EBA-Guided Governance Hiring

CAML sources and vets fit-and-proper board members, MLROs and Heads of Compliance in line with ESMA and EBA guidelines — and, where preferred, we outsource the role ourselves.

Project Management & Critical Decisions

Track deliverables, weekly follow up calls, and directly supported critical business decisions (custody design, jurisdiction of holding entity, scope of service offering, etc.).

Business Plan & Financial Modelling

Beyond legal drafting: CAML writes the business plan, three-year financials, break-even analysis, and capital plan that BoL evaluates alongside the licence file.

Regulator-Grade Drafting

Every policy cites the exact MiCA article, delegated act, or RTS. BoL supervisors contact directly with our teams and we are the direct link between you and the Regulator.